Torontoand April 23, 2025 / CNW/ – A listening session was scheduled in front of the Hearing Committee from the Canadian Investment Organization Organization (SeroPursuant to investment traders and partially unified bases to consider a settlement agreement between CIRO and Canacord Genuity Corp (Canaccord).
The session will be open to the public if the committee accepts the settlement agreement. If the settlement agreement is accepted, the committee’s decision and the settlement agreement will be provided www.ciro.ca.
The date of the settlement session: May 16, 2025 in 10:00 AM (Easter)
location: Toronto, Ontario (By video conference)
The members of the public who want to get more details must fill this form.
The request to announce that the settlement session is available on:
Canaccord – Application notification
Canaccord is a registered company.
Canadian Investment Regulatory Organization (CIRO) is the National Self -Organization Organization that oversees all investment traders, joint investment funds and trading activity on Canada Debt and stock markets. CIRO is committed to protecting investors, providing effective and consistent organization, and building Canadian confidence in financial organization and people who manage their investments. For more information, please visit www.ciro.ca.
All information about disciplinary procedures related to current and previous member companies and individuals registered under Investment dealer and partially unified rules (For investment traders), and The rules of the joint box dealer (For merchants of joint boxes) and Global market safety rules (UMIR) is available on Ciro website.
The basic information related to disciplinary qualifications and history, if any, from consultants who are currently working by CIRO investment companies available for free through Consultant service. Information is available on how to make a merchant, advisor or market complaints by calling 1-877-442-4322.
CIRO has realized the possible misconduct by member companies and individual registered companies. It can bring disciplinary procedures that may lead to penalties including fines, suspension, permanent bars, or expulsion of membership, or terminate rights and privileges for individuals and companies.
All other inquiries: Complaints and inquiries
Secure
Email to info@ciro.ca
Free (free)Canada/United States) 1-877-442-4322
Source Canadian Investment Organization (CIRO)
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